Compliance Analyst

ABOUT THE ROLE:

Bluevine is looking for a self-motivated individual to join our Legal and Compliance team. As a Compliance Analyst, you will play an important role in supporting compliance initiatives internally, work closely with other teams to provide support on compliance issues, and contribute to Bluevine’s continued success.  The ideal candidate is a recent graduate, analytical, results driven, and thrives in a fast-paced startup environment. Prior banking experience is a plus.

WHAT YOU'LL DO

• Lead internal monitoring and testing efforts to assess compliance with BSA regulations.
• Oversee unusual activity reporting and manage 314(a) compliance.
• Assist with internal monitoring and testing activities; collaborate with various business teams to gather necessary information and data for control testing.
• Help coordinate external audits, document collection,  and issue remediation efforts to address any identified compliance gaps or concerns.
• Work with the Compliance Manager and relevant business partners to address gaps, issues, and recommendations provided by bank partners.
• Conduct comprehensive due diligence on prospective and existing vendors, ensuring that third-party risk management protocols are followed.
• Assist in keeping compliance policies and procedures up to date as needed, ensuring alignment with regulatory changes.
• Track and respond to regulatory complaints, identifying trends and preparing monthly reports.
• Track and evaluate the progress of annual compliance training, assessing employee engagement and adherence to regulatory requirements.
• Work closely with different teams across Bluevine to support compliance initiatives and resolve issues with compliance implications.
• Respond to ad hoc requests, escalate issues when necessary,

What We Look For:

• Experience: Minimum 2-3 years of experience in a relevant compliance or risk management role, preferably in banking or fintech.
• Education: Bachelor’s degree in Business, Finance, Law, or a related field.
• Knowledge & Skills:
• Some knowledge of, or interest in, regulations such as AML/BSA, ECOA/Reg B, ACH, UDAAP, FCRA, and other relevant financial laws.
• Familiarity with U.S. banking compliance requirements, such as BSA/AML, and fintech compliance standards.
• Strong organizational and problem-solving skills, with the ability to manage multiple tasks effectively in a fast-paced environment.
• Highly motivated, with the ability to work independently and collaboratively with cross-functional teams.
• Strong analytical skills for gathering and scrutinizing data, identifying trends, and proposing business solutions.
• Excellent written, verbal, analytical, and interpersonal communication skills.
• Additional Qualities:
  
• Ability to self-motivate and thrive in a fast-paced, rapidly changing startup environment.
• Attention to detail with a proactive approach to compliance monitoring.
• Experience or interest in working with regulatory inquiries, privacy regulations, and third-party risk management.